South African Institute Of Financial Markets Unclaimed

This one-day workshop will assist participants to practically manage regulatory changes, particularly those introduced and proposed after the 2007/08 financial-crisis. The workshop provides an introduction to the principal elements of the regulatory environment for South African financial markets. It outlines the respective objectives and roles of existing and proposed regulators, their supervisory approaches, the key concepts of authorisation, supervision and enforcement and the powers available to the regulators in the event that a firm, or an individual, breaches regulatory requirements. In addition major financial reforms such as those aimed at bringing all derivatives trading under the scrutiny of public authorities will be outlined.